Commodity Futures Trading Commission Regulation 1.55 Disclosures (pdf)

Annual Disclosure Statement - 2019 (pdf)

Apex Statement of Financial Condition - Unaudited - June 2018 (pdf)

Apex Statement of Financial Condition - Audited - December 2018 (pdf)

Apex Statement of Financial Condition (CFTC) - Audited - December 2018 (pdf)

FINRA Rules

SEC Rule 606 and 607 (Disclosure of Payment for Order flow and Order Routing Information)

Responsibilities of Introducing Broker and Clearing Broker

Customer Information Brochure for Customers of Introducing Brokers (pdf)

Customer Information Brochure for Customers Using Registered Investment Advisors (pdf)

FDIC Terms and Conditions (pdf)

Apex Administrated FDIC Sweep Program Bank List (doc)

Safety of Customer Assets (pdf)

Non-Bank Custodian Approval (pdf)

BrokerCheck

Characteristics and Risks of Standardized Options

Stop Orders (docx)