Annual Disclosure Statement – 2019 (pdf)
Apex Administrated FDIC Sweep Program Bank List (pdf)
Apex FPSL MSLA 2021 (pdf)
Apex Statement of Financial Condition – Audited – December 2020 (pdf)
Apex Statement of Financial Condition – Unaudited – June 2020 (pdf)
BrokerCheck
Business Continuity Plan
Characteristics and Risks of Standardized Options
Cryptocurrency Risk
Customer Information Brochure for Customers of Introducing Brokers (pdf)
Customer Information Brochure for Customers Using Registered Investment Advisors (pdf)
FDIC Terms and Conditions (pdf)
FINRA Rules
Fully Paid Lending Trust Agreement
Non-Bank Custodian Approval (pdf)
Responsibilities of Introducing Broker and Clearing Broker
Safety of Customer Assets (pdf)
SEC Rule 606 and 607 (Disclosure of Payment for Order flow and Order Routing Information)
Stop Orders (pdf)