| Acceptance of Orders and Executions of Transactions |
| Affiliate Order Routing |
| Agency and Principal Transactions |
| Annual Disclosure Statement – 2022 |
| Apex FDIC-Insured Sweep Program Bank List |
| Apex FPSL MSLA 2021 |
| Apex Statement of Financial Condition – Audited – December 2021 |
| Apex Statement of Financial Condition – Unaudited – June 2022 |
| BrokerCheck |
| Business Continuity Plan |
| Business Continuity Plan Disclosure |
| Callable Securities |
| Carrying Agreements |
| Characteristics and Risks of Standardized Options |
| Commissions and Other Fees |
| Cryptocurrency Risk |
| Customer Information Brochure for Customers of Introducing Brokers |
| Customer Information Brochure for Customers Using Registered Investment Advisors |
| Day Trading Risk Disclosure Statement |
| Exchange Traded Products (ETPs) |
| Extended Hours Trading Risk Disclosure |
| FDIC Terms and Conditions |
| Fractional Shares |
| Fully Paid Lending Trust Agreement |
| Fully Paid Securities Lending Program Disclosure 2022 |
| GTC Orders, Cancellations, and Price Adjustments |
| Investor Education and Protection |
| Large Trader |
| Low Priced Securities |
| Margin Risk Disclosure Statement 2022 |
| Market Volatility |
| Non-Bank Custodian Approval |
| Portfolio Margining Risk Disclosure Statement 2022 |
| Responsibilities of Introducing Broker and Clearing Broker |
| Risk Disclosure for Uncovered Option Writers |
| Safety of Customer Assets |
| SEC Rule 606 and 607 (Disclosure of Payment for Order flow and Order Routing Information) |
| SIPC Information |
| Stop Orders |
| Social Media Disclosures, Disclaimers, and Fine Print |
