Annual Disclosure Statement – 2019 (pdf)
Apex Statement of Financial Condition – Unaudited – June 2020 (pdf)
Apex Statement of Financial Condition – Audited – December 2019 (pdf)
SEC Rule 606 and 607 (Disclosure of Payment for Order flow and Order Routing Information)
Responsibilities of Introducing Broker and Clearing Broker
Customer Information Brochure for Customers of Introducing Brokers (pdf)
Customer Information Brochure for Customers Using Registered Investment Advisors (pdf)
FDIC Terms and Conditions (pdf)
Apex Administrated FDIC Sweep Program Bank List (pdf)
Safety of Customer Assets (pdf)
Non-Bank Custodian Approval (pdf)
Characteristics and Risks of Standardized Options
Stop Orders (pdf)
