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DISCLOSURES

Business Continuity Plan

Cryptocurrency Risk

Annual Disclosure Statement – 2019 (pdf)

Apex Statement of Financial Condition – Unaudited – June 2020 (pdf)

Apex Statement of Financial Condition – Audited – December 2019 (pdf)

FINRA Rules

SEC Rule 606 and 607 (Disclosure of Payment for Order flow and Order Routing Information)

Responsibilities of Introducing Broker and Clearing Broker

Customer Information Brochure for Customers of Introducing Brokers (pdf)

Customer Information Brochure for Customers Using Registered Investment Advisors (pdf)

FDIC Terms and Conditions (pdf)

Apex Administrated FDIC Sweep Program Bank List (pdf)

Safety of Customer Assets (pdf)

Non-Bank Custodian Approval (pdf)

BrokerCheck

Characteristics and Risks of Standardized Options

Stop Orders (pdf)

RECENT MEDIA | SEE ALL

  •  1 
    Here are the stocks millennials are betting on January 11, 2021
  •  2 
    Young investors helped drive IPO activity this year: Apex Clearing President December 28, 2020
  •  3 
    Brokerage firms add 10 million new accounts in 2020, JMP Securities estimates December 21, 2020

LATEST TWEET    FOLLOW US

apexclearingApex Clearing Corporation@apexclearing·
15 Jan

2020 was a whirlwind, especially within the investor landscape. To close out the year, we analyzed millennial investing trends from Q4 and highlighted them in our #ApexNextInvestorOutlook.

Take a look at our findings: https://hubs.la/H0DTXqr0

#ApexMillennial100

Reply on Twitter 1350099828571840513Retweet on Twitter 1350099828571840513Like on Twitter 13500998285718405131View on Twitter 1350099828571840513
apexclearingApex Clearing Corporation@apexclearing·
13 Jan

The Q4 2020 Apex Next Investor Outlook is here! We highlight notable trends from the past quarter across multiple generations with a special focus on millennial investors.

Learn more, here: https://www.businesswire.com/news/home/20210112005363/en/Moderna-Pfizer-Climb-Apex-Clearing%E2%80%99s-%E2%80%98Millennial-100%E2%80%99-Rankings-as-Investors-Shift-Focus-to-COVID-19-Recovery

#ApexMillennial100 #ApexNextInvestorOutlook

Reply on Twitter 1349450283328397320Retweet on Twitter 1349450283328397320Like on Twitter 13494502833283973201View on Twitter 1349450283328397320

 

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Privacy Policy | Other Disclosures | Futures Disclosures
Apex Clearing is registered with the SEC, a member of FINRA, a participant in SIPC and licensed in 53 states and territories. FINRA BrokerCheck reports for Apex Clearing are available at http://www.finra.org/brokercheck. Certain services referenced on this site are provided through partnerships between Apex Clearing Corporation and third-parties. Cryptocurrency trading is offered in partnership with Apex Crypto.
© 2021 Apex Clearing Corporation | Site by Nectar Inc.

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