Commodity Futures Trading Commission Regulation 1.55 Disclosures (pdf)

Futures Supplement to FOCUS Report Amended

October 2019 Amended (pdf)

Daily Disclosures

Information about the financial condition of Apex Clearing is available at the Commodity Futures Trading Commission on the Commission’s website at
http://www.cftc.gov/marketreports/financialdataforfcms/index.htm

Information about how Apex invests and holds client futures funds can be obtained from National Futures Association Background Affiliation Status Information Center (“BASIC”) at the following link:
http://www.nfa.futures.org/basicnet/

Information about the financial condition of Apex is available at the Commodity Futures Trading Commission (“CFTC”) website at the following link:
http://www.cftc.gov/MarketReports/financialfcmdata/index.htm