Apex | In The News

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September 14, 2018
WealthManagement.com: Apex Clearing wins Wealth Management Industry Award
Apex Clearing wins award in CUSTODIANS (Established-$25B and Over): Technology category at the 2018 WealthManagement.com Industry Awards.
Business Wire
September 13, 2018
Business Wire: Apex Clearing to Offer the Capability for Commission-Free Trading
New product offering represents next step in democratizing wealth management and expanding access to investing.
Finance Magnates
September 5, 2018
Finance Magnates: Apex Clearing to Launch Crypto Offering in Q4 2018
Apex Clearing announces to offer crypto offering in Q4 2018.
Business Wire
September 5, 2018
Business Wire: Apex Clearing to Support Cryptocurrency Investments
Crypto offering represents next step in democratizing wealth management and giving investors access to full spectrum of asset classes.
Investment News
June 20, 2018
InvestmentNews: It may be intelligent, but tech can't
implement itself

Apex Clearing Chief of Staff Britton Lombardi is interviewed
during the InvestmentNews' 2018 Fintech Think Tank about the importance of
technology in wealth management.
Investment News
June 20, 2018
InvestmentNews: Lessons you can learn from the robos
Apex Clearing Chief of Staff Britton Lombardi is interviewed
during the InvestmentNews' 2018 Fintech Think Tank about who enjoys using
the digital advice experience, and how that can relate to your practice.
Financial Planning
June 6, 2018
Financial Planning: Build or buy: IBDs seek
the right price for advisor tech

Apex Clearing CEO Bill Capuzzi comments on Principal
Financial Group's acquisition of RobustWealth and how consolidation in the
industry could become a trend.
FT
June 5, 2018
Financial Times: The plumber to US fintechs branches out
From robos to blue chip brands, Apex Clearing believes
every surviving firm will need a fully integrated digital wealth strategy
in the next decade. Financial Times takes a moment to highlight the Apex
story.
ThinkAdvisor
May 29, 2018
ThinkAdvisor: A Digital Wake-Up Call for Wealth Management
Apex Clearing CEO Bill Capuzzi expresses his thoughts on the
realities and phases of digital transformation.
Apex Clearing 2018 wins Benzinga Global Fintech Award Competition
May 21, 2018
Benzinga: Benzinga honors Apex Clearing with top prize at 2018 Benzinga
Global Fintech Awards

Benzinga has named Apex Clearing, a custodian and clearing firm
that’s powering the future of digital wealth management, the overall winner
of the 2018 Benzinga Global Fintech Awards competition, an annual
celebration of innovation in fintech attended by top decision makers from
startups and financial institutions.
May 11, 2018
CNBC: How commission-free trading app Robinhood tries to make money
Apex Clearing CEO Bill Capuzzi shares his perspective of the online brokerage business.
Financial Planning
May 8, 2018
Financial Planning: Kitces: How to pick an RIA custodian
Apex Clearing is recognized as the newest of the tech-savvy RIA custodians.
Financial Planning
May 2, 2018
Financial Planning: Will robo rush follow Edelman and Financial Engines'
blockbuster deal?

RIAs should pay close attention to how mega investments in digital platforms could affect the industry at large, says Apex Clearing CEO Bill Capuzzi.
FinTech
May 2, 2018
Fintech Breakthrough Awards
Apex Clearing Wins "Best Wealth Management Company" at 2018 Fintech
Breakthrough Awards
Investment News
April 16, 2018
InvestmentNews: Acorns co-founder believes his new technology can get
clients more engaged with investments

Apex Clearing CEO Bill Capuzzi shares his opinion on industry demands and technology that can increase transparency and empower investors.
April 3, 2018
Institutional Investor: Apex Clearing CEO in Trading Tech 40
Apex Clearing CEO Bill Capuzzi spotlighted in 2018 Trading Tech 40 ranking
by Institutional Investor.
February 13, 2018
Wealth Management: Retail Investors Bought the Dip Last Week
Apex saw an 84 percent increase in net buying in robo advisor and self-directed accounts combined following the February 5 crash.
February 8, 2018
CNBC: Younger Investors are Doing Something Unexpected – Remaining Calm
Contrary to expectations for inexperienced investors, financial data indicates the young did not panic sell during the recent stock market drop. CEO Bill Capuzzi shares his insights on the investing habits of millennials.
February 2018
Winners of Wealthtech: Apex CEO Bill Capuzzi
Craig Iskowitz speaks with industry veteran Bill Capuzzi about increasing new accounts by 20x, knowing when to take risks, and building the right company culture.
February 5, 2018
Financial Advisor IQ: Apex Aims to Disrupt the Custodian Space
Apex Aims to Disrupt the Custodian Space. In an interview with Financial Advisor Magazine, CEO, Bill Capuzzi, shares his thoughts on important partnerships that allow traditional financial institutions to offer digital wealth management.
February 1, 2018
FA Magazine: 'Disruptive' Custodian
Apex's purpose is to create a fast and seamless online investment experience for its financial services customers and their clients while staying in the background as much as possible
January 12, 2018
InvestmentNews: Apex partners with Trizic to reach more advisers
Apex partners with Trizic to make it faster for RIA's and broker-dealers to bring customized robo-advice solutions to market.
December 14, 2017
InvestmentNews: Digital investing will bring big changes in 2018
Digital investing continues to transform the industry. CEO, Bill Capuzzi, shares his thoughts on changes he sees in store for 2018.
December 8, 2017
WealthManagement: Build Your Own Index
Apex's head of Innovation, Sam McIngvale, shares his thoughts on how direct indexing is affecting traditional ETFs.
November 14, 2017
RIA Biz: Quovo is developing an ACATS rooter process with Apex Clearing as first to sign on
Quovo and Apex Clearing Corp are taking a swing at solving a problem that most firms have long since given up on – the quick, smooth transfer of a portfolio of assets from one custodian to the other.
November 14, 2017
BusinessWire: Apex Clearing and BNY Mellon Originate First Ever Real-Time Payments Transaction
Apex Clearing, a full-service clearing firm and a technology leader in the digital wealth space, and BNY Mellon today announced the successful origination of the first Real-Time Payments (RTP) transaction. It marks the first time a live payment was originated via the RTP network.
October 30, 2017
FinancialPlanning: Apex Digital Wealth Solutions Bulks Up Offerings
Apex Clearing has added a new, fast-growing robo advisor service for RIAs in a partnership the turnkey asset management program says will bulk up its offerings.
October 19, 2017
WealthManagement: Wells Fargo Introduces Rebalancing Tool
Sam McIngvale, Apex’s head of retail innovation, discusses Apex’s new rebalancer tool, Equilibrium, and how it is built for both new entrants into the digital advice space looking to automate more than just investment management, as well as independent RIAs looking to offer a digital product to clients.
October 19, 2017
Markets Insider: RobustWealth Partners with Apex Clearing to Offer Inclusive, Low-Cost ETF Trading
RobustWealth, a digital wealth management platform designed by and for investment advisors, announced today a new partnership with Apex Clearing, an independent, full-service clearing firm and leader in the digital wealth space.
October 3, 2017
WealthManagement: The Man Behind the Robo Curtain
WealthManagement.com spoke with Apex Clearing CEO Bill Capuzzi about the efforts many advisor firms are making to provide digital tools to their customers and how Apex is leading that innovation.
September 2, 2017
Barron's: E*Trade, OptionsHouse Merge Platforms
Apex CEO Bill Capuzzi speaks to Barron's about adapting in order to succeed in the changing wealth management landscape.
August 25, 2017
WealthManagement: FolioDynamix Partners with Apex Clearing
“Apex has committed its resources to digitizing the entire custodial experience, placing itself on the leading edge of transforming this archaic, cumbersome and paper-driven process,” said FolioDynamix President and COO Steve Dunlap.
August 24, 2017
Crowdfund Insider: In Wake Of DOL’s Fiduciary Rule: Fintech Firms FolioDynamix & Apex Clearing Announce Partnership to Deliver Next Generation of Automated Investment Advice
“Our exciting partnership with FolioDynamix allows us to help usher even more investment advisors into the digital age and provide their clients with the kind of efficient, responsive experience they have come to expect and demand in all aspects of their lives,” said Apex Clearing CEO Bill Capuzzi.
August 24, 2017
BusinessWire: FolioDynamix and Apex Clearing Partner to Deliver Next Generation of Automated Investment Advice
Firms aim to advance wealth management industry into fiduciary era with new configurable digital experience for advisor-investor collaboration.
July 19, 2017
RIA Biz: InvestCloud, a start-from-scratch Envestnet emulator and Jamie Dimon darling, gets cozier with Apex to better reach RIAs
Apex RIAs can now customize portfolios via InvestCloud, which JP Morgan has a stake in, perhaps creating a counterweight to back-end monolith Envestnet
July 19, 2017
Think Advisor: Apex, InvestCloud Partner on Robo, Custody Integration
Platform will provide advisors with branded robo offering integrated with Apex custodial service
July 14, 2017
Wealth Management: Apex Partners with InvestCloud on New Digital Advice Product
Apex Clearing already serves some of the biggest names in fintech, like Betterment and Robinhood, but the new digital advice product uses InvestCloud’s modular, app-based technology to provide both startups and established businesses access to customizable technology.
July 12, 2017
TRADERS: Apex Clearing and InvestCloud to Deliver New Digital Advice Platform
The new, flexible platform will allow RIAs and wealth managers to grow their businesses with innovative, integrated digital advice solutions and premier custody services.
July 11, 2017
PR Newswire: Apex Clearing Partners with InvestCloud to Deliver New Digital Advice Platform
Highly customizable platform will offer integrated digital wealth solutions to financial institutions.
June 26, 2017
Portland Business Journal: Apex Clearing finds its tech home in Portland
Chief Technology Officer Chris Fesler describes how Apex has grown to be part of the burgeoning tech scene in Portland, OR.
June 2, 2017
Benzinga: Wall Street Need Not Fear the Robots
CEO Bill Capuzzi explains why the digital revolution in financial services opens the door for the “e-advisor” model, which combines the best of human and digital services.
May 19, 2017
Fintech TV: The digital experience
Sam McIngvale, Head of Retail Innovation, talks about how consumers today expect a full digital experience and how larger institutions are now starting to realize they need to meet those expectations.
May 17, 2017
The Wall Street Journal: Can Free Stock Trades Sell? Robinhood App Tests New Brokerage Model
Powered by Apex Clearing, Robinhood has amassed millions of accounts and attracted interest from venture capitalists.
May 17, 2017
InvestmentNews: What's new and exciting in the fintech space
Sam McIngvale, Head of Retail Innovation, discusses the shift in consumer expectations that is being felt across the financial services industry.
April 18, 2017
Markets Media: CEO chat: Bill Capuzzi, Apex Clearing
CEO Bill Capuzzi believes the SEC’s decision to reduce the standard settlement time is a good first step in keeping pace with the modernization of the industry, but could have gone further.
February 8, 2017
RIA Biz: Apex Clearing adds Ron Fiske to its Pershing mafia as it plays bigger for emerging asset class
Ron Fiske, Head of Retail, on joining Apex Clearing: “I’m a big believer in digital advice and I’m glad to take it to the next level.”
January 31, 2017
Press Release: Apex Clearing names Ron Fiske Head of Retail to drive the company’s digital advice solutions
Ron Fiske brings expertise in custody to his new role in deepening the company’s digital investment solutions.
January 26, 2017
Inc.: 6 fintechs disrupting the industry — These six ventures are reshaping the infrastructure in the financial services sector.
Inc. magazine highlights Apex Clearing as one of the companies that’s disrupting the industry.
January 25, 2017
WealthManagement: Apex Clearing adds rebalancing technology

Apex Clearing “will integrate rebalancing technology from Smartleaf into its core custody and clearing services. The companies said they intend to target firms that are interested in adding digital advice into their existing offering.”
January 24, 2017
PR Newswire: Apex Clearing Partners with InvestCloud to Deliver New Digital Advice Platform
Apex Clearing “will integrate rebalancing technology from Smartleaf into its core custody and clearing services. The companies said they intend to target firms that are interested in adding digital advice into their existing offering.”

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