RIA & Digital Advisory
Apex Digital Solutions for Registered Investment Advisors (RIAs) and Digital Advisors
The Registered Investment Advisory world is evolving. And these days, the smart money is on firms who can meet the needs of a new generation of technologically-savvy investors. But contemplating a transition to offering digital advice can be overwhelming and figuring out where to even start may be daunting. Apex can help. We’re experts in the digital space, having become the firm of choice for tech-savvy firms like Betterment, Stash, and other Fintech and Digital Advisory firms.
We’re leveraging our proven ability to solve complex Fintech problems to reimagine digital advice solutions for RIAs and Digital Advisors. We’ve designed highly efficient, flexible product solutions that deliver a compelling mix of innovative technology, exceptional risk management, and high-touch client support all at competitive pricing. The result is a turnkey solution to bring your business into the age of digital investing.
Ready to go digital? Give us a call at 214-765-1010 or have a representative contact you today.
It's everything you need in one, simple product.
Facilitates electronic account opening with inline CIP and KYC checks in under 20 seconds.
Allows clients to immediately remedy failed CIP/KYC tests via user interface or API call.
Supports paperless account signup.
Ability to retrieve information for a given account number, including name, address and status to easily update accounts.
Facilitates inbound and outbound money movement via ACH, debit card, wire transfer and check.
Allows customers to create, view, update and cancel ACH, wire transfer, and cash journal transactions.
Facilitates instant verification of customer bank accounts upon ACH relationship creation.
Includes a sophisticated risk assessment framework that analyzes all incoming and outgoing cash transfers.
Facilitates in/out ACAT processing from customers to the DTC.
Automatically accepts or rejects 95% of requests without manual intervention.
Enables customers to initiate ACAT transfers and receive detailed updates of state changes throughout the transfer.
Ability to query details of a transfer and reject it based on their business rules.
Instantaneous, paperless account opening and funding process
Breadth of investment options beyond ETFs
Asset transfer in-kind
Automated rebalancing with tax loss harvesting and tax management
Hybrid goal based and cash flow based platform
Adviser or client-driven
Provides real-time updates of back office events, including notifications when an account has been opened, when a wire has cleared and funds are available in account, when an ACH transfer has been initiated, or when an account has been transferred from another firm.
Provides customers with access to electronic documents, including confirms, statements, tax, proxy and prospectus information.
Offers customers the ability to update email addresses associated with a given user. This email address is used to notify customers when e-documents are available for retrieval from Apex’s secure mail website or web service.
Ability to white-label and customize statements and confirms
Works with fractional shares offering your customer more diversity and ability to trader bigger stocks
Considers all tax implications to reduce the tax burden on your customer.
Tax loss harvesting and direct indexing
Fully integrated with all Apex technology